Table of Contents

CHAPTER 1: The Canadian Capital Markets
CHAPTER 2: Canadian Securities Regulators
CHAPTER 3: Fundamental Securities Law Concepts: “Security,” “Trade,” “Distribution”
CHAPTER 4: Securities Dealers and Other Registrants
CHAPTER 5: Raising Capital Through the Issuance of Securities
CHAPTER 6: The Prospectus Process
CHAPTER 7: The Exempt Market (Private Placements)
CHAPTER 8: Insider Trading
CHAPTER 9: Continuous Disclosure
CHAPTER 10: Take-over and Issuer Bids
CHAPTER 11: Securities Law Enforcement
CHAPTER 12: Conclusion

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