Table of Contents

Preface to the Second Edition

Selected List of Statutes, Regulations, and Abbreviations

Chapter 1: Canadian Capital Markets and Instruments

Chapter 2: Fundamental Securities Law Concepts

Chapter 3: Canadian Securities Regulators and Regulatory Instruments

Chapter 4: Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations

Chapter 5: The Origins of Securities Regulation

Chapter 6: The Prospectus Process

Chapter 7: The Exempt Market (Private Placements and Other Exempt Distributions)

Chapter 8: Insider Trading

Chapter 9: Continuous Disclosure

Chapter 10: Take-Over and Issuer Bids

Chapter 11: Securities Law Enforcement

Chapter 12: Recent Developments and Conclusion

Table of Cases


About the Author

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