Table of Contents

Preface to the Second Edition
Selected List of Statutes, Regulations, and Abbreviations
Chapter 1: Canadian Capital Markets and Instruments
Chapter 2: Fundamental Securities Law Concepts
Chapter 3: Canadian Securities Regulators and Regulatory Instruments
Chapter 4: Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations
Chapter 5: The Origins of Securities Regulation
Chapter 6: The Prospectus Process
Chapter 7: The Exempt Market (Private Placements and Other Exempt Distributions)
Chapter 8: Insider Trading
Chapter 9: Continuous Disclosure
Chapter 10: Take-Over and Issuer Bids
Chapter 11: Securities Law Enforcement
Chapter 12: Recent Developments and Conclusion
Table of Cases
About the Author

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